What do you do when you have an investment dispute?
Many who invest in the capital markets think the only solution when they have problems with their bank, broker, fund manager or their agent, is to file a lawsuit.
News & Outreach
Personal Money Interview: A Place For The Small Investor To Turn To
Lost money in a dispute with a capital market provider and unhappy with how it views your claim? Then, head to SIDREC for an informed third-party view and outcome. By Elaine Boey
Those of you who have been reluctant to invest in an approved investment product or service offered by a licensed capital market intermediary might take comfort in knowing that there is a body looking out for your interests.
The Securities Industry Dispute Resolution Center, or SIDREC, which started operations in 2011, provides investors an avenue to air their grievances against a capital market provider. They receive an independent view, an outcome to their dispute and, perhaps, even a cash settlement.
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